Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Fyfe Walker is a financial advisor registered with Thurston Springer Advisors and has been in the financial services industry for over 20 years. James holds a Series 6, 7, 63, 65 and SIE licenses. James is a registered representative of Thurston Springer Advisors. He can provide investment advice and services to individuals, corporations, businesses, and charitable organizations. James has previously worked with LPL Financial LLC, Edward Jones, PFS Investments Inc., and Franklin Financial Services Corporation. James is licensed to provide investment advice in Illinois, Indiana, and Tennessee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
08/25/2020 - Present
Thurston Springer Advisors (INDIANAPOLIS IN)
IN
05/18/2016 - 03/13/2020
LPL FINANCIAL LLC (BLOOMINGTON IN)
IN
08/29/2006 - 03/30/2007
EDWARD JONES (BLOOMINGTON IN)
GA
02/14/2002 - 12/31/2003
PFS INVESTMENTS INC. (DULUTH GA)
TX
11/09/2000 - 08/10/2001
FRANKLIN FINANCIAL SERVICES CORPORATION (HOUSTON TX)
SC
11/25/1998 - 11/21/2000
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
IA
Issued 05/02/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/12/2016
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 09/06/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/2016
Series 7 - General Securities Representative Examination
BC
Issued 11/18/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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