Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Fung Ng has been in the financial services industry since December 20, 1991 and is currently registered with Wells Fargo Advisors Financial Network, LLC. James has been with Wells Fargo Advisors since May 2009 and is also registered with FINRA, a self-regulatory organization, and in the states of New Jersey and New York. James has a Series 7, Series 24, Series 63 and Series 65 license. James specializes in working with individuals, high-net-worth individuals, corporations, businesses, insurance companies, pension and profit-sharing plans, charitable organizations, and state and municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
07/27/2021 - Present
Wells Fargo Advisors Financial Network, LLC (LONG BEACH NY)
FL
10/05/1998 - 01/02/2001
JWGENESIS SECURITIES, INC. (BOCA RATON FL)
FL
07/24/1998 - 09/15/1998
NATIONAL SECURITIES CORPORATION (BOCA RATON FL)
CA
12/15/1997 - 07/24/1998
THE BOSTON GROUP (LOS ANGELES CA)
NY
03/27/1997 - 11/25/1997
HAMPSHIRE SECURITIES CORPORATION (NEW YORK NY)
NY
02/11/1994 - 03/24/1997
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
NA
11/11/1991 - 02/10/1994
SOUTH RICHMOND SECURITIES, INC.
IA
Issued 04/20/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/15/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/12/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure James Ng is the right advisor for you? Invested Better is here to help.
