Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Fulton Wood is a financial advisor with over 14 years of experience in the financial services industry. James is currently registered with Great Point Capital LLC in Austin, TX. Prior to joining Great Point Capital LLC, James was a registered representative with ASSENT LLC from July 2009 to July 2010. James holds Series 7, Series 57TO and SIE licenses. James is also registered with the state of Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
07/16/2010 - Present
Great Point Capital LLC (AUSTIN TX)
TX
07/16/2009 - 07/26/2010
ASSENT LLC (AUSTIN TX)
BC
Issued 12/07/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/29/2024
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
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