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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Fulton Massengill is a financial advisor with Capitol Securities Management, Inc., based in Glen Allen, VA. James has been in the industry since 1986 and has held various roles with several firms including Lincoln Financial Securities Corporation and National Securities Corporation. James holds the Series 6, 7, 24, 63 and 65 licenses. James is currently registered to provide investment advisory services in Virginia and is also a registered representative in Alabama, Connecticut, Florida, Kentucky, Maine, Maryland, New Hampshire, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Tennessee, Texas, Virginia, Washington, and West Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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VA
09/22/2015 - Present
Capitol Securities Management, Inc. (GLEN ALLEN VA)
VA
08/01/2007 - 09/27/2013
LINCOLN FINANCIAL SECURITIES CORPORATION (RICHMOND VA)
VA
05/01/2003 - 07/31/2007
NATIONAL SECURITIES CORPORATION (GLEN ALLEN VA)
NY
03/09/2002 - 03/17/2003
RBC DAIN RAUSCHER INC. (NEW YORK NY)
MA
03/28/2001 - 03/09/2002
TUCKER ANTHONY INCORPORATED (BOSTON MA)
VA
08/29/1997 - 03/28/2001
BRANCH, CABELL & CO., INC. (RICHMOND VA)
MD
09/01/1997 - 09/11/1997
BT ALEX. BROWN INCORPORATED (BALTIMORE MD)
NA
07/25/1991 - 09/01/1997
ALEX. BROWN & SONS INCORPORATED
MO
11/19/1986 - 07/25/1991
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NA
07/31/1986 - 10/14/1986
LIFE OF VIRGINIA SECURITY SALES, LTD.
IA
Issued 09/01/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/26/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/15/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/1986
Series 7 - General Securities Representative Examination
BC
Issued 07/30/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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