Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Harrison is a financial professional with over a decade of experience in the financial services industry. James has held positions at NYLIFE Distributors LLC and Cuttone & Co., Inc. James is currently registered with MFS Fund Distributors, Inc. and holds several licenses including Series 7, 63, 55, and SIE. James's focus is on providing investment advice and guidance to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
07/09/2024 - Present
MFS Fund Distributors, Inc. (BOSTON MA)
NY
04/22/2015 - 10/02/2023
NYLIFE DISTRIBUTORS LLC (NEW YORK NY)
NY
08/09/2010 - 03/09/2015
CUTTONE & CO., INC. (NEW YORK NY)
BC
Issued 02/03/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/2012
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/01/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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