Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Fremont Woodcock is a financial advisor with D.a. Davidson & Co.. James has been in the financial services industry since 2006. James is registered with FINRA and the state of Texas. James also holds the Series 66, Series 7, and SIE licenses. Prior to working at D.a. Davidson & Co., James worked at Hilltop Securities Inc., Raymond James & Associates, Inc., and Morgan Keegan & Company, Inc. James specializes in providing financial planning, pension consulting, educational seminars, portfolio management for individuals and businesses, and selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
05/24/2022 - Present
D.a. Davidson & Co. (AUSTIN TX)
TX
04/19/2013 - 06/24/2022
HILLTOP SECURITIES INC. (AUSTIN TX)
TX
02/13/2013 - 04/24/2013
RAYMOND JAMES & ASSOCIATES, INC. (AUSTIN TX)
TX
04/25/2006 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (AUSTIN TX)
BOTH
Issued 06/15/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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