Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Freeland Butler is a financial advisor with over 40 years of experience in the industry. James is currently registered with LPL Financial LLC in Waltham, MA. James is also registered with the state of Massachusetts as an Investment Advisor Representative (IAR). James holds the Series 6, 7, 22, and 63 licenses and the SIE exam. James has also held previous registrations with WS Griffith Securities, Inc. in Hartford, CT. James specializes in working with high-net-worth individuals, corporations, and other businesses, pension and profit-sharing plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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MA
01/11/2006 - Present
LPL Financial LLC (WALTHAM MA)
CT
11/18/1982 - 05/25/2004
WS GRIFFITH SECURITIES, INC. (HARTFORD CT)
BC
Issued 10/04/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/2001
Series 7 - General Securities Representative Examination
BC
Issued 03/20/1986
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 11/05/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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