Unclaimed
James Frederick Stovall is an active investment advisor representative registered with LPL Financial LLC. James Stovall has been working in the financial industry since January 3, 1999, with registrations in Colorado, Florida, Indiana, Michigan, North Carolina, South Carolina and Texas. James Stovall has held previous registrations with PRIMEVEST FINANCIAL SERVICES, INC., THE HUNTINGTON INVESTMENT COMPANY, and PRUCO SECURITIES CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MI
01/03/2025 - Present
LPL Financial LLC (SHELBY MI)
MI
08/05/2005 - 10/01/2009
PRIMEVEST FINANCIAL SERVICES, INC. (SHELBY MI)
OH
04/07/1999 - 08/08/2005
THE HUNTINGTON INVESTMENT COMPANY (COLUMBUS OH)
NJ
06/09/1997 - 09/09/1997
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 05/13/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/19/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/11/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/2001
Series 7 - General Securities Representative Examination
BC
Issued 05/19/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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