Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Shafferman is a registered representative with Edward Jones, a firm based in St. Louis, Missouri. James is a highly experienced financial advisor with extensive knowledge of the financial markets and investment strategies. James has been actively working in the financial industry since 2008. James has a deep understanding of a wide range of investment products and services, and is committed to providing personalized financial advice to his clients. James's primary focus is on helping individuals and families achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
KY
01/10/2019 - Present
Edward Jones (LOUISVILLE KY)
LA
08/04/2016 - 04/04/2018
CAPITAL ONE INVESTING, LLC (NEW ORLEANS LA)
LA
01/18/2013 - 08/18/2016
UBS FINANCIAL SERVICES INC. (NEW ORLEANS LA)
LA
11/10/2008 - 01/22/2013
WELLS FARGO ADVISORS, LLC (METAIRIE LA)
IA
Issued 09/02/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/12/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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