Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Frederick Schlager is a financial advisor who has been in the industry since 1989. James is registered with Running Point Capital Advisors LLC and has a history of working with VALMARK SECURITIES, INC. and MOSS ADAMS SECURITIES & INSURANCE LLC. James specializes in financial planning, selection of other advisors, and portfolio management for individuals. James holds both the Series 65 and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
12/26/2019 - Present
Running Point Capital Advisors LLC (EL SEGUNDO CA)
CA
12/03/2018 - 01/21/2020
VALMARK SECURITIES, INC. (EL SEGUNDO CA)
CA
12/19/2005 - 01/21/2020
MOSS ADAMS SECURITIES & INSURANCE LLC (El Segundo CA)
CA
07/19/2012 - 10/17/2014
VALMARK SECURITIES, INC. (LOS ANGELES CA)
CA
10/31/2005 - 12/06/2005
AIG FINANCIAL ADVISORS, INC. (LOS ANGELES CA)
AZ
11/22/1995 - 10/31/2005
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
MA
06/14/1989 - 11/17/1995
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
06/14/1989 - 11/17/1995
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 10/10/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/17/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/18/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/27/1995
Series 7 - General Securities Representative Examination
BC
Issued 06/13/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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