Unclaimed
James Frederick Sayler is a financial advisor who is currently registered with Cetera Investment Advisers LLC. James has over 30 years of experience in the financial services industry. James holds the Series 6, 7, and 63 licenses as well as the SIE and the Series 65. James is also a Certified Public Accountant (CPA). Prior to joining Cetera Investment Advisers LLC, James was employed at K.W. Chambers & Co. James provides financial planning, portfolio management for individuals and businesses, and pension consulting. James is also a registered representative of Cetera Financial Specialists LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MO
03/12/2020 - Present
Cetera Investment Advisers LLC (ST. LOUIS MO)
MO
07/16/2013 - 03/13/2020
K. W. CHAMBERS & CO. (ST. LOUIS MO)
MO
11/02/1998 - 07/01/2013
1ST GLOBAL CAPITAL CORP. (ST. LOUIS MO)
TX
11/20/1990 - 03/29/1999
H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)
IA
Issued 1/29/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/14/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/10/1999
Series 7 - General Securities Representative Examination
BC
Issued 11/19/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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