Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Frederick Rodd is a financial advisor with MML Investors Services, LLC located in Cincinnati, OH. James has been in the financial services industry since 1986 and has been registered with MML Investors Services, LLC since 2017. James is a Series 7, Series 24 and Series 63 licensed individual. James also has a Series SIE license. James is registered with the following states: Alabama, Arizona, California, Florida, Georgia, Illinois, Indiana, Kentucky, Maryland, Michigan, Missouri, New Jersey, North Carolina, Ohio, Oregon, Pennsylvania, South Carolina, Tennessee, Texas, Virginia, and Washington. James has experience with individual investors, corporations, and institutions. James also provides financial planning and investment management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
OH
01/05/2021 - Present
MML Investors Services, LLC (Cincinnati OH)
OH
01/02/2015 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (CINCINNATI OH)
OH
05/19/1998 - 01/02/2015
NEW ENGLAND SECURITIES (CINCINNATI OH)
VT
02/19/1986 - 05/01/1998
EQUITY SERVICES, INC. (MONTPELIER VT)
BC
Issued 01/28/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/10/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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