Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Papas is a financial professional with over 20 years of experience in the industry. James is currently registered with Stonex Financial Inc. and has previously worked with several prominent firms, including Cantor Fitzgerald & Co., Amherst Pierpont, KGS-Alpha Capital Markets, L.P., Canaccord Genuity Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. James holds the Series 63, Series 7, and SIE licenses and is registered in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/04/2024 - Present
Stonex Financial Inc. (NEW YORK NY)
NY
03/01/2017 - 12/06/2023
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
08/18/2014 - 03/02/2017
AMHERST PIERPONT (NEW YORK NY)
NY
09/12/2013 - 07/29/2014
KGS-ALPHA CAPITAL MARKETS, L.P. (NEW YORK NY)
NY
04/16/2013 - 09/06/2013
CANACCORD GENUITY INC. (NEW YORK NY)
CT
06/18/2009 - 11/17/2011
RBS SECURITIES INC. (STAMFORD CT)
NY
09/13/2000 - 04/27/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 08/11/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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