Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Frederick Litwin is a financial professional with over 20 years of experience in the industry. James is currently registered with HRT Execution Services LLC and HRT Financial LP. James has a strong background in securities trading and has held various positions at prominent financial institutions, including Macquarie Capital (USA) Inc., OCTEG, LLC, and Terra Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/02/2018 - Present
HRT Execution Services LLC (NEW YORK NY)
NY
04/17/2008 - 01/04/2010
MACQUARIE CAPITAL (USA) INC. (NEW YORK NY)
IL
12/19/2006 - 10/05/2007
OCTEG, LLC (CHICAGO IL)
IL
09/28/2001 - 10/28/2003
TERRA SECURITIES CORPORATION (SCHAUMBURG IL)
VA
10/04/2001 - 09/16/2003
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
CT
07/20/2000 - 09/18/2001
GE INVESTMENT DISTRIBUTORS, INC (STAMFORD CT)
MI
02/10/2000 - 06/19/2000
OLDE DISCOUNT CORPORATION (DETROIT MI)
IA
Issued 02/01/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/18/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 04/24/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/2000
Series 7 - General Securities Representative Examination
BC
Issued 02/09/2000
Series 52 - Municipal Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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