Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Kimmel is a financial advisor with Independent Financial Partners. James has been in the financial industry for over 25 years. James is registered with the state of Arizona as well as California, Colorado, Delaware, Massachusetts, North Carolina, Oregon, Texas, and Washington. James is also registered with FINRA as a Series 7, 6, 63, 65, and SIE representative. James has experience in financial planning, pension consulting, portfolio management for individuals, and selection of other advisors. James also holds a license to sell insurance products.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Non-discretionary investment advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Percentage of assets under advisement
1
2
AZ
01/11/2018 - Present
Independent Financial Partners (PHOENIX AZ)
AZ
10/27/2011 - 05/23/2019
LPL FINANCIAL LLC (PHOENIX AZ)
AZ
10/08/2004 - 11/01/2011
ING FINANCIAL PARTNERS, INC. (PHOENIX AZ)
AZ
10/01/2002 - 10/08/2004
AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)
TX
03/07/1995 - 10/01/2002
FRANKLIN FINANCIAL SERVICES CORPORATION (HOUSTON TX)
IA
Issued 12/12/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/06/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/2004
Series 7 - General Securities Representative Examination
BC
Issued 03/06/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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