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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Glass is a financial advisor who has been in the industry since 1983. James is currently registered with MML Investors Services, LLC. James has Series 7 and Series 63 licenses and also holds a Series 65 license. James has been registered in several states for both Broker-Dealer and Investment Advisor activities. James' previous employment includes: CADARET, GRANT & CO., INC., AIG EQUITY SALES CORP., SUN INVESTMENT SERVICES COMPANY, KEOGLER, MORGAN & COMPANY, INC., INTEGRATED RESOURCES EQUITY CORPORATION, CHRISTOPHER WEIL & COMPANY, INC, RESEARCH SECURITIES, INCORPORATED, and WADDELL & REED, INC. James has worked for MML Investors Services, LLC since 1999 and is located in the San Jose branch office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
CA
08/03/2015 - Present
MML Investors Services, LLC (San Jose CA)
NY
01/02/1998 - 07/14/1999
CADARET, GRANT & CO., INC. (SYRACUSE NY)
NY
06/19/1997 - 01/02/1998
AIG EQUITY SALES CORP. (NEW YORK NY)
MA
03/10/1992 - 06/04/1997
SUN INVESTMENT SERVICES COMPANY (WELLESLEY HILLS MA)
GA
10/27/1989 - 03/18/1992
KEOGLER, MORGAN & COMPANY, INC. (ATLANTA GA)
NA
11/03/1988 - 11/08/1989
INTEGRATED RESOURCES EQUITY CORPORATION
CA
08/01/1985 - 11/03/1988
CHRISTOPHER WEIL & COMPANY, INC (GLENDALE CA)
NA
12/17/1984 - 08/09/1985
RESEARCH SECURITIES, INCORPORATED
NA
01/19/1983 - 01/11/1985
WADDELL & REED, INC.
IA
Issued 05/11/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/04/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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