Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Frederick Girardeau is a financial advisor with over 24 years of experience in the financial services industry. He currently holds the Series 7, Series 52, Series 63, and Series 65 licenses and is a Certified Financial Planner. James has been with J.P. Morgan Securities LLC since October 2012. Before joining J.P. Morgan Securities LLC, he worked for Chase Investment Services Corp. and Financial Network Investment Corporation. James provides portfolio management services to individuals, businesses, and institutional clients. James is also a real estate owner and manages rental properties.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
TX
10/01/2012 - Present
J.p. Morgan Securities LLC (Austin TX)
TX
07/19/2006 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (AUSTIN TX)
TX
04/05/2000 - 07/03/2006
FINANCIAL NETWORK INVESTMENT CORPORATION (AUSTIN TX)
MI
08/27/1998 - 04/10/2000
OLDE DISCOUNT CORPORATION (DETROIT MI)
IA
Issued 04/17/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/31/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/30/1998
Series 7 - General Securities Representative Examination
BC
Issued 08/26/1998
Series 52 - Municipal Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure James Girardeau is the right advisor for you? Invested Better is here to help.
