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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Frederick Collins is a financial advisor at Ameriprise Financial Services, LLC, located in Midlothian, Virginia. James has been in the financial industry since June 2008. James holds Series 6, 7, 31, and 63 licenses as well as the SIE exam and the Uniform Investment Adviser Law Examination. James is registered to provide investment advice in 17 states. In addition to Ameriprise Financial Services, LLC, James has previously been employed with CUNA BROKERAGE SERVICES, INC., ONEAMERICA SECURITIES, INC., AXA ADVISORS, LLC, WELLS FARGO ADVISORS, LLC, MORGAN STANLEY SMITH BARNEY, NYLIFE SECURITIES LLC, UVEST FINANCIAL SERVICES GROUP, INC., and NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC. James is also an independent insurance broker with Colonial Life.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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VA
05/16/2022 - Present
Ameriprise Financial Services, LLC (Midlothian VA)
VA
01/10/2018 - 05/17/2022
CUNA BROKERAGE SERVICES, INC. (HENRICO VA)
VA
10/20/2016 - 12/20/2016
ONEAMERICA SECURITIES, INC. (RICHMOND VA)
VA
07/27/2015 - 10/07/2016
AXA ADVISORS, LLC (RICHMOND VA)
VA
07/10/2012 - 05/09/2014
WELLS FARGO ADVISORS, LLC (RICHMOND VA)
VA
03/23/2011 - 12/12/2011
MORGAN STANLEY SMITH BARNEY (RICHMOND VA)
VA
02/23/2007 - 03/03/2011
NYLIFE SECURITIES LLC (GLEN ALLEN VA)
NC
05/09/2006 - 01/29/2007
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
WI
03/09/2005 - 03/24/2005
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
IA
Issued 05/16/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/10/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 03/22/2011
Series 7 - General Securities Representative Examination
BC
Issued 11/01/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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