Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Frederick Alioto is an investment advisor representative with Raymond James & Associates, Inc., based in Waukesha, WI. James has been in the financial services industry since 1976, starting with LoeWi & Co., Incorporated. James joined Wells Fargo Clearing Services, LLC, in 1990 and then moved to Raymond James in 2019. James holds Series 7, 8, 9, 10, 63, and 65 licenses and specializes in investment advisory services, portfolio management for individuals and businesses, and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WI
09/16/2019 - Present
Raymond James & Associates, Inc. (Waukesha WI)
WI
09/04/1990 - 09/18/2019
WELLS FARGO CLEARING SERVICES, LLC (WAUKESHA WI)
NA
04/04/1978 - 09/04/1990
BLUNT ELLIS & LOEWI INCORPORATED
NA
09/01/1976 - 04/04/1978
LOEWI & CO., INCORPORATED
IA
Issued 11/22/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/13/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/07/1983
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/1977
PC - AMEX Put and Call Exam
BC
Issued 08/21/1976
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure James Alioto is the right advisor for you? Invested Better is here to help.
