Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Fred Berquist is a financial advisor at New Edge Wealth. James has been working in the financial industry since 1976, and has been registered with the state of Pennsylvania since 1990. James also holds a Series 63, Series 65, and Series 4 licenses. James's previous employment includes ShearSon Lehman Hutton Inc., E. F. Hutton & Company Inc, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Merrill Lynch, Pierce, Fenner & Smith, Inc.. James specializes in providing financial planning, pension consulting, and portfolio management services to high-net-worth individuals, corporations, and other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CT
08/01/2022 - Present
NEW Edge Wealth (STAMFORD CT)
NY
04/11/1988 - 05/10/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
01/20/1984 - 04/11/1988
E. F. HUTTON & COMPANY INC
NA
09/26/1978 - 01/31/1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
12/01/1976 - 09/26/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
IA
Issued 01/12/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/20/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/29/1992
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/29/1984
Series 3 - National Commodity Futures Examination
BC
Issued 09/08/1977
PC - AMEX Put and Call Exam
BC
Issued 11/20/1976
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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