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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Franklin Young is a financial advisor with over 35 years of experience in the industry. James currently works at Morgan Stanley and has been with them since 2009. Previously, James worked for a number of firms including Bear, Stearns & Co. Inc., and Goldman, Sachs & Co.. James specializes in a range of services including investment management, financial planning, and asset allocation advice. James is registered to provide investment advisory services in Arizona, Illinois, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
IL
09/10/2010 - Present
Morgan Stanley (Chicago IL)
IL
08/29/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (CHICAGO IL)
IL
03/22/1994 - 06/23/2008
BEAR, STEARNS & CO. INC. (CHICAGO IL)
NY
10/30/1987 - 03/11/1994
GOLDMAN, SACHS & CO. (NEW YORK NY)
NA
01/16/1984 - 10/27/1987
GOLDMAN SACHS MONEY MARKETS INC.
NA
09/21/1983 - 11/04/1983
GOLDMAN, SACHS & CO.
IA
Issued 10/15/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/04/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/28/1991
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/1984
Series 3 - National Commodity Futures Examination
BC
Issued 09/17/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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