Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Franklin Johnson is a financial professional with over 40 years of experience in the industry. James is currently registered with USA Financial Securities LLC and is a licensed Investment Advisor Representative in Florida, North Carolina, and South Carolina. James has held previous roles at Centaurus Financial, Inc., Verity Investments, Inc., and PFS Investments Inc. James offers a range of financial services, including financial planning, portfolio management for individuals, and selection of other advisors. James is also a registered representative with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MI
06/22/2016 - Present
USA Financial Securities LLC (ADA MI)
NC
10/07/2010 - 12/31/2012
CENTAURUS FINANCIAL, INC. (BURLINGTON NC)
NC
02/08/2007 - 10/08/2010
VERITY INVESTMENTS, INC. (BURLINGTON NC)
NC
09/20/1982 - 01/29/2007
PFS INVESTMENTS INC. (GREENSBORO NC)
IA
Issued 04/17/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/01/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/03/1988
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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