Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Franklin Honig has over 17 years of experience in the financial services industry. James is currently registered with Mutual of America Securities LLC, a firm that specializes in providing financial services. James has previously worked with Capital Brokerage Corporation, MML Investors Services, Inc. and Mutual of America Life Insurance Company. James holds a Series 6 and a Series 63 license, and is registered to sell securities in the states of Maryland, North Carolina, Virginia and West Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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VA
03/10/2015 - Present
Mutual OF America Securities LLC (Richmond VA)
VA
03/10/2015 - 11/10/2020
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (RICHMOND VA)
VA
02/04/2014 - 02/18/2015
CAPITAL BROKERAGE CORPORATION (RICHMOND VA)
VA
11/12/2009 - 03/21/2012
CAPITAL BROKERAGE CORPORATION (RICHMOND VA)
VA
03/03/2006 - 02/24/2009
CAPITAL BROKERAGE CORPORATION (RICHMOND VA)
MA
05/10/2002 - 10/07/2005
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
BC
Issued 05/17/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/09/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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