Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Durham is a financial advisor with Raymond James & Associates, Inc. James has been working in the financial services industry since 1986. He specializes in providing financial planning, portfolio management, and investment advisory services to individuals, families, and businesses. James holds Series 7, 63, and 66 securities licenses, as well as a SIE exam. James has worked at a number of firms throughout his career, including Morgan Keegan & Company, Inc. and Ameristar Capital Markets, Inc. James is a member of the Finance/Investment Committee at Christ United Methodist Church.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
02/13/2013 - Present
Raymond James & Associates, Inc. (FRANKLIN TN)
TN
12/18/2009 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (NASHVILLE TN)
TN
11/03/1989 - 07/08/1998
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
NA
06/11/1986 - 11/18/1989
AMERISTAR CAPITAL MARKETS, INC.
BOTH
Issued 01/19/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/16/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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