Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Franklin Catanese is a financial advisor with over 30 years of experience in the industry. James is registered with Commonwealth Financial Network and offers a range of financial services including investment management, financial planning, and pension consulting. James holds a Series 6, 7, 24, 63, and 66 license as well as the SIE. James specializes in providing services to individuals, corporations, and charitable organizations. James is also co-owner of a rental property located in Downington, PA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
07/21/2010 - Present
Commonwealth Financial Network (SPRINGFIELD PA)
IA
04/29/1992 - 07/03/2000
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
NY
07/22/1991 - 06/11/1992
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
07/22/1991 - 06/11/1992
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NY
12/06/1985 - 06/18/1991
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
12/06/1985 - 06/18/1991
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NA
05/28/1985 - 12/19/1985
PRUCO SECURITIES CORPORATION
BOTH
Issued 02/09/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/11/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/08/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/1996
Series 7 - General Securities Representative Examination
BC
Issued 05/23/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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