Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Cape is a financial advisor who has been in the industry since January 29, 1985. James is currently registered with Raymond James Financial Services Advisors, Inc. in GREEN BAY, WI. James is also a member of the finance/investment committee at Highland Crest Baptist Church and consults for Lake Edge Wealth Advisors. James has a broad range of experience working for several firms including Stifel, Nicolaus & Company, Incorporated, B. C. Ziegler And Company, Mutual of Omaha Fund Management Company, ISFA Corporation, and BLC Equity Services Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
WI
02/21/2012 - Present
Raymond James Financial Services Advisors, Inc. (GREEN BAY WI)
WI
07/25/2006 - 02/13/2012
STIFEL, NICOLAUS & COMPANY, INCORPORATED (GREEN BAY WI)
WI
09/10/1991 - 07/26/2006
B. C. ZIEGLER AND COMPANY (GREEN BAY WI)
NE
07/10/1990 - 09/13/1991
MUTUAL OF OMAHA FUND MANAGEMENT COMPANY (OMAHA NE)
WI
07/25/1985 - 01/18/1989
ISFA CORPORATION (APPLETON WI)
NA
08/12/1983 - 08/16/1985
BLC EQUITY SERVICES CORPORATION
IA
Issued 03/05/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/06/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/26/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/1985
Series 7 - General Securities Representative Examination
BC
Issued 08/06/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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