Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Calvert is a financial advisor at LPL Financial LLC. James has been in the financial services industry since 1982. James holds the Series 6, 7, 22, 63 and 66 securities licenses, as well as the SIE exam. James is registered with the state of Ohio. James is a registered representative with LPL Financial LLC and an Investment Advisor Representative with the firm. Prior to joining LPL Financial LLC, James worked at H. Beck, Inc., FSC Securities Corporation, Walnut Street Securities, Inc., New England Securities, and Mutual Benefit Financial Service Company. James provides consulting and other non-discretionary advisory services, financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
11/26/2019 - Present
LPL Financial LLC (MARIETTA OH)
OH
01/04/2010 - 12/13/2019
H. BECK, INC. (MARIETTA OH)
OH
02/24/1999 - 12/31/2009
FSC SECURITIES CORPORATION (WORTHINGTON OH)
CA
09/22/1995 - 02/17/1999
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
NY
05/21/1984 - 10/02/1995
NEW ENGLAND SECURITIES (NEW YORK NY)
NA
09/28/1982 - 05/04/1984
MUTUAL BENEFIT FINANCIAL SERVICE COMPANY
BOTH
Issued 09/17/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/18/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/19/1985
Series 7 - General Securities Representative Examination
BC
Issued 12/06/1982
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 09/23/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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