Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Brock is a financial advisor with Farmers Financial Solutions, LLC. He holds Series 6, Series 63 and SIE securities licenses. James has been in the financial services industry since 2002. James is registered with the states of California, Oklahoma and Texas. James is currently employed by Farmers Financial Solutions, LLC and has worked for them since 2002.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
03/29/2021 - Present
Farmers Financial Solutions, LLC (VERNON TX)
TX
09/23/2002 - 03/12/2021
FARMERS FINANCIAL SOLUTIONS, LLC (VERNON TX)
BC
Issued 11/30/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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