Unclaimed
James Franklin Bingham is a financial advisor with over 40 years of experience in the financial services industry. Currently, James is registered with Nicol Investors Corp. and has been associated with the firm since January 2010. Prior to that, James worked at C C F INVESTMENTS, INC. from January 2006 to January 2010, THE LEADERS GROUP, INC. from July 2000 to December 2005, CARDINAL INVESTMENTS, INC. from July 1995 to July 2000, PFS INVESTMENTS INC. from March 1995 to August 1995, WALNUT STREET SECURITIES, INC. from December 1991 to April 1995, PLANNED INVESTMENTS INC. from June 1991 to December 1991, and FIRST AMERICAN NATIONAL SECURITIES, INC. from April 1982 to June 1991. James holds Series 6, 26, and 63 securities licenses. He is also registered in 11 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MO
01/04/2010 - Present
Nicol Investors Corp. (SPRINGFIELD MO)
MO
01/03/2006 - 01/04/2010
C C F INVESTMENTS, INC. (SPRINGFIELD MO)
CO
07/17/2000 - 12/31/2005
THE LEADERS GROUP, INC. (LITTLETON CO)
IL
07/13/1995 - 07/17/2000
CARDINAL INVESTMENTS, INC. (BELLEVILLE IL)
GA
03/22/1995 - 08/22/1995
PFS INVESTMENTS INC. (DULUTH GA)
CA
12/06/1991 - 04/04/1995
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
GA
06/10/1991 - 12/05/1991
PLANNED INVESTMENTS INC. (ATLANTA GA)
GA
04/24/1982 - 06/14/1991
FIRST AMERICAN NATIONAL SECURITIES, INC. (DULUTH GA)
BC
Issued 02/08/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/28/1985
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/08/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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