Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Allen is a financial advisor at Vanguard Advisers, Inc. James has been in the financial services industry since 2003 and has extensive experience in financial planning and portfolio management. James has a strong background in working with high-net-worth individuals, corporations, and other institutional clients. James is also a Certified Financial Planner. James's prior experience includes positions at Lincoln Financial Distributors, Inc., Lincoln Financial Securities Corporation, and Lincoln Financial Advisors Corporation. James holds a Series 7, 24, and 66 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
10/01/2019 - Present
Vanguard Advisers, Inc. (MALVERN PA)
PA
08/07/2017 - 09/27/2017
LINCOLN FINANCIAL SECURITIES CORPORATION (PHILADELPHIA PA)
PA
08/02/2017 - 09/27/2017
LINCOLN FINANCIAL ADVISORS CORPORATION (PHILADELPHIA PA)
PA
09/20/2005 - 06/29/2017
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
MN
08/07/2002 - 08/05/2005
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
08/07/2002 - 08/05/2005
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 08/28/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/16/2007
Series 24 - General Securities Principal Examination
BC
Issued 09/27/2017
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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