Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Frankel Horrocks is a financial advisor at Onedigital Investment Advisors. James has been in the financial industry for over 25 years. James specializes in providing financial planning services to individuals, families, and businesses. James also specializes in portfolio management for individuals, families, and businesses, as well as portfolio management for pooled investment vehicles. James is a Certified Financial Planner and holds Series 6, 7, 24, 26, and 63 licenses. James is registered to provide investment advisory services in Florida and Massachusetts. James is a board member of the North Shore Community College Foundation & Endowment. James is also an agent for PKS Financial, where James sells fixed insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
KS
07/12/2022 - Present
Onedigital Investment Advisors (OVERLAND PARK KS)
MA
11/02/2017 - 04/29/2022
PURSHE KAPLAN STERLING INVESTMENTS (Danvers MA)
MA
11/27/1996 - 11/07/2017
LPL FINANCIAL LLC (DANVERS MA)
NY
04/07/1994 - 08/04/1995
NEW ENGLAND SECURITIES (NEW YORK NY)
BC
Issued 11/27/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 02/01/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/1999
Series 7 - General Securities Representative Examination
BC
Issued 04/06/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
Not sure James Horrocks is the right advisor for you? Invested Better is here to help.
