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James Frank Nardi

Buckman, Buckman & Reid, Inc.

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About James Frank Nardi

James Frank Nardi is a registered representative with Buckman, Buckman & Reid, Inc. James has been in the securities industry since October 4, 1992 and holds Series 7, 24, 55, 57TO and SIE licenses. James has previously worked with SAN BLAS SECURITIES LLC, LEK SECURITIES CORPORATION, NATIONAL SECURITIES CORPORATION, NATIONAL BROKERAGE, INC., SHARPE CAPITAL, INC., GRUNTAL & CO. INCORPORATED, HAAS SECURITIES CORPORATION, ROONEY, PACE INC. and A.G. BECKER PARIBAS INCORPORATED. James is currently registered in New Jersey and New York.

Firm Information

James Nardi is currently registered with Buckman, Buckman & Reid, Inc.. Buckman, Buckman & Reid, Inc. is a Corporation formed on September 7, 1988. The firm is registered in 50 states and is also SEC registered. The firm has reported 18 regulatory events and 4 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

24

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Nardi’s Registration & Firm History

NJ

05/21/2024 - Present

Buckman, Buckman & Reid, Inc. (LITTLE SILVER NJ)

NJ

08/02/2022 - 05/17/2024

SAN BLAS SECURITIES LLC (Red Bank NJ)

NY

06/21/2004 - 07/27/2022

LEK SECURITIES CORPORATION (NEW YORK NY)

FL

10/17/2000 - 07/12/2004

NATIONAL SECURITIES CORPORATION (BOCA RATON FL)

NY

01/09/2002 - 11/11/2003

NATIONAL BROKERAGE, INC. (NEW YORK NY)

NY

01/07/1998 - 10/26/2000

SHARPE CAPITAL, INC. (NEW YORK NY)

NY

03/14/1991 - 03/10/1993

GRUNTAL & CO. INCORPORATED (NEW YORK NY)

NA

10/17/1984 - 10/03/1986

HAAS SECURITIES CORPORATION

NA

05/09/1984 - 11/13/1984

ROONEY, PACE INC.

NA

06/22/1983 - 09/28/1984

A.G. BECKER PARIBAS INCORPORATED

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Licenses & Designations

BC

Issued 03/26/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/21/1998

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/24/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 03/12/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for James Frank Nardi.
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