Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Frank Head is a financial advisor with Cambridge Investment Research, Inc. James has been in the financial industry since 1987. James is registered with the state of Texas as well as the states of Kansas, Louisiana and New Mexico. James is licensed to offer securities and investment advice through Cambridge Investment Research, Inc. and has worked with numerous clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
04/29/2016 - Present
Cambridge Investment Research, Inc. (Humble TX)
TX
08/28/1997 - 05/03/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (HUMBLE TX)
AZ
06/02/1995 - 09/03/1997
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
GA
03/20/1991 - 06/07/1995
ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)
MA
03/12/1987 - 08/08/1990
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NA
03/12/1987 - 01/02/1988
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
IA
Issued 03/10/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/10/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/27/1995
Series 7 - General Securities Representative Examination
BC
Issued 03/11/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure James Head is the right advisor for you? Invested Better is here to help.
