Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Frank Caparelli is a financial advisor registered with GWN Securities Inc. with over 29 years of experience in the financial industry. James has earned the Certified Financial Planner designation and has a background in providing financial advice to individuals and corporations. James is also a registered investment advisor in the state of Georgia. He has held licenses with multiple firms in his career including Great American Advisors, Inc., Stuart Securities Corp. and WMA Securities, Inc. James Caparelli is a well-established financial advisor with a strong reputation for providing quality financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
In lieu of hourly fee, ia can charge a flat fee
1
2
FL
08/17/2010 - Present
GWN Securities Inc. (PALM BEACH GARDENS FL)
GA
12/04/2006 - 08/04/2010
GREAT AMERICAN ADVISORS, INC. (SAVANNAH GA)
GA
01/12/2001 - 12/04/2006
STUART SECURITIES CORP. (NORCROSS GA)
GA
11/14/1994 - 02/09/2001
WMA SECURITIES, INC. (DULUTH GA)
IA
Issued 01/27/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/07/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/07/1994
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/2007
Series 7 - General Securities Representative Examination
BC
Issued 10/03/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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