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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Francois is a financial advisor registered with Edelman Financial Engines. James has been in the financial services industry since 1997. He has experience with a variety of financial institutions including TD Ameritrade, Scottrade and E*TRADE. James's current firm is Edelman Financial Engines, where he has been employed since 2019. James is a registered investment advisor representative in California. He is a Series 7 and Series 66 licensed individual. His experience includes working with a wide range of clients, including high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Set-up fees & related svcs; reimbursements for printed materials
1
2
CA
12/17/2020 - Present
Edelman Financial Engines (PASADENA CA)
CA
02/26/2018 - 05/01/2019
TD AMERITRADE, INC. (NEWPORT BEACH CA)
CA
04/12/2006 - 02/26/2018
SCOTTRADE, INC. (NEWPORT BEACH CA)
NJ
07/15/2004 - 12/06/2005
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
AZ
06/07/2001 - 07/16/2004
COUNTRYWIDE INVESTMENT SERVICES, INC. (CHANDLER AZ)
CA
10/06/1999 - 06/01/2001
WM FINANCIAL SERVICES, INC. (IRVINE CA)
CA
01/01/1999 - 09/17/1999
WM FINANCIAL SERVICES, INC. (IRVINE CA)
NA
03/07/1997 - 01/01/1999
GRIFFIN FINANCIAL SERVICES
CA
12/02/1994 - 04/20/1995
COLUMBUS FINANCIAL, INC. (BEVERLY HILLS CA)
NY
12/02/1994 - 12/23/1994
ROBERT TODD FINANCIAL CORP. (NEW YORK NY)
BOTH
Issued 05/02/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/16/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/1994
Series 7 - General Securities Representative Examination
Active
Inactive
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