Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Whitesides is a financial advisor with Great Point Capital LLC. James has been in the industry since 1988. James holds the Series 3, 7, 7TO, and 63 licenses. James is registered in Missouri. James was previously employed by PARIBAS CORPORATION and SHEARSON LEHMAN HUTTON INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
09/11/2020 - Present
Great Point Capital LLC (CHICAGO IL)
NA
05/07/1990 - 06/13/1992
PARIBAS CORPORATION
NA
09/20/1988 - 12/11/1989
SHEARSON LEHMAN HUTTON INC.
BC
Issued 12/10/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/11/2020
Series 7TO - General Securities Representative Examination
BC
Issued 06/12/2020
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/1988
Series 3 - National Commodity Futures Examination
BC
Issued 09/17/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
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