Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Francis Welsh is a financial professional with over 35 years of experience in the securities industry. James is currently registered with Tp Icap Global Markets Americas Llc in Norwalk, Connecticut. James has previously been registered with Tullett Prebon Financial Services LLC, Murphy & Durieu, Cantor Fitzgerald Securities, Cantor Fitzgerald Partners, and KMS Corporate Brokers, Inc. James has passed the Series 63, Series 7 and SIE exams and holds a license to conduct securities business in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
06/30/2023 - Present
TP Icap Global Markets Americas LLC (NORWALK CT)
CT
01/05/2015 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (NORWALK CT)
NY
05/12/1994 - 01/06/2015
MURPHY & DURIEU (NEW YORK NY)
NY
02/12/1990 - 04/11/1994
CANTOR FITZGERALD SECURITIES (NEW YORK NY)
NY
02/02/1990 - 04/11/1994
CANTOR FITZGERALD PARTNERS (NEW YORK NY)
NA
02/11/1985 - 02/08/1990
KMS CORPORATE BROKERS, INC.
NA
12/18/1984 - 12/24/1984
KIDDER, PEABODY & CO. INCORPORATED
BC
Issued 02/26/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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