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James Francis Viceconte

Citizens Securities, Inc.

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About James Francis Viceconte

James Francis Viceconte is a financial advisor with Citizens Securities, Inc. based in Westwood, MA. James has been in the financial industry since 1993, working for several firms including Salomon Brothers Inc. and CITIGROUP GLOBAL MARKETS INC. James's expertise and experience are reflected in their extensive certifications and licensing. James holds a Series 7, Series 7TO, Series 24, and Series 63 and is registered to provide investment advice in Connecticut. James is also a member of the investment committee for Apostles of the Sacred Heart.

Firm Information

James Viceconte is currently registered with Citizens Securities, Inc.. Citizens Securities, Inc. is a corporation headquartered in Johnston, Rhode Island, and was formed on September 21, 1995. The firm manages approximately $1 billion to $10 billion in assets and provides financial planning, portfolio management for individuals and selection of other advisors. They also participate in a wrap fee program. The firm has regulatory assets under management of $9.19 billion in 53,044 accounts. Citizens Securities is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.
Citizens Securities, Inc.

ONE CITIZENS BANK WAY

JOHNSTON, RI 02043

$9.19B

Assets Under Management

53,044

Total Clients

788

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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participate in wrap fee program

Participate in wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Viceconte’s Registration & Firm History

MA

09/28/2022 - Present

Citizens Securities, Inc. (WESTWOOD MA)

NY

09/01/1998 - 03/05/2009

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

04/06/1993 - 09/01/1998

SALOMON BROTHERS INC. (NEW YORK NY)

NY

11/25/1987 - 03/25/1992

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 07/17/2017

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/08/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/09/2023

Series 24 - General Securities Principal Examination

BC

Issued 03/23/1989

Series 4 - Registered Options Principal Examination

BC

Issued 11/28/2022

Series 7TO - General Securities Representative Examination

BC

Issued 11/21/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Francis Viceconte.
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