Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Urbanowski is a financial professional with over 20 years of experience in the industry. James is currently registered with 303 Alternatives, LLC and has a strong background in investment banking and securities trading. James is dedicated to providing clients with personalized financial advice and wealth management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
05/28/2015 - Present
303 Alternatives, LLC (CHICAGO IL)
IL
07/25/2017 - 04/20/2021
303 SECURITIES, LP (CHICAGO IL)
IL
08/12/2015 - 02/09/2016
ONTHREE FUND SUBSIDIARY, LLC (CHICAGO IL)
FL
11/08/2000 - 01/30/2001
SHAY FINANCIAL SERVICES, INC. (CORAL GABLES FL)
IL
01/03/1990 - 06/15/1999
NODDINGS AND ASSOCIATES, INC. (OAKBROOK TERRACE IL)
BC
Issued 12/02/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/28/2015
Series 27 - Financial and Operations Principal Examination
BC
Issued 07/16/1993
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
BC
Issued 06/11/1997
Series 3 - National Commodity Futures Examination
BC
Issued 11/18/1989
Series 7 - General Securities Representative Examination
BC
Issued 07/05/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure James Urbanowski is the right advisor for you? Invested Better is here to help.
