Unclaimed
James Francis Thomas is a financial advisor with over 20 years of experience in the industry. James has been associated with State Farm VP Management Corp. since 2005, and is currently registered with them. James holds FINRA Series 6, SIE, and Series 63 licenses. Previous roles include positions at Pruco Securities Corporation. James has a strong track record of helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
11/18/2011 - Present
State Farm VP Management Corp. (BLOOMINGTON IL)
IL
04/10/2007 - 11/05/2010
STATE FARM VP MANAGEMENT CORP. (BLOOMINGTON IL)
IL
08/04/2005 - 03/02/2006
STATE FARM VP MANAGEMENT CORP. (BLOOMINGTON IL)
NA
07/17/1986 - 01/06/1995
PRUCO SECURITIES CORPORATION
BC
Issued 08/12/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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