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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Francis Thomas is a financial advisor with over 40 years of experience in the industry. James is currently registered with Calton & Associates, Inc., Carmel Capital Partners, LLC, and Superior Planning, Inc. James has a strong track record of providing financial advice to individuals, high net worth individuals, pension and profit sharing plans, and corporations. James holds the Series 6, 7, 22, 24, and 63 licenses and is a Certified Financial Planner and Chartered Financial Consultant. James is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
CA
01/27/2025 - Present
Calton & Associates, Inc. (San Diego CA)
CA
06/01/2012 - 06/03/2015
LINCOLN INVESTMENT (LAJOLLA CA)
CA
08/12/1997 - 06/01/2012
CAPITAL ANALYSTS, INCORPORATED (LAJOLLA CA)
MA
03/03/1983 - 08/13/1997
SUN INVESTMENT SERVICES COMPANY (WELLESLEY HILLS MA)
BC
Issued 08/08/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/27/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/1989
Series 7 - General Securities Representative Examination
BC
Issued 01/24/1985
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 03/02/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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