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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Francis Stuart is a financial advisor with Ameriprise Financial Services, LLC. James has been in the financial industry since 1994. James holds a Series 6, 7, 63 and 65 license. James also has experience with Putnam Mutual Funds Corp./Putnam Retail Management and Pioneer Funds Distributor, Inc.. James has been associated with Ameriprise since June 2024. Ameriprise Financial Services, LLC is a large financial services company that offers a variety of investment products and services, including financial planning, portfolio management, and retirement planning. Ameriprise has a diverse range of clients, including high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CT
11/15/2024 - Present
Ameriprise Financial Services, LLC (MADISON CT)
MA
04/02/1997 - 01/24/2024
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)
MA
09/02/1993 - 03/11/1997
PIONEER FUNDS DISTRIBUTOR, INC. (BOSTON MA)
IA
Issued 06/05/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/01/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2000
Series 7 - General Securities Representative Examination
BC
Issued 09/01/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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