Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Francis Page is a financial advisor with Houlihan Lokey Capital, Inc.. James has been working in the financial services industry since 2001. James is registered in California and holds the Series 7, Series 63, Series 79TO and SIE licenses. Before joining Houlihan Lokey Capital, Inc., James was employed by MORGAN STANLEY & CO. INCORPORATED in New York, NY and by RAYMOND JAMES & ASSOCIATES, INC. in St. Petersburg, Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/29/2009 - Present
Houlihan Lokey Capital, Inc. (NEW YORK NY)
NY
05/16/2005 - 05/12/2009
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
FL
02/27/2001 - 07/29/2003
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
BC
Issued 11/24/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/26/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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