Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Nesgoda is a financial professional with over 20 years of experience in the industry. He is currently registered with Empower Financial Services, Inc. and holds licenses in multiple states. James is a dedicated and knowledgeable advisor with a strong focus on helping his clients achieve their financial goals. He is passionate about building long-lasting relationships with his clients and providing them with personalized guidance. Before joining Empower Financial Services, Inc., James worked for Prudential Investment Management Services LLC, Nationwide Securities, Inc., and Pruco Securities Corporation. James holds the Series 6 and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
04/04/2022 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
NJ
09/15/2003 - 04/04/2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
OH
10/29/2002 - 08/29/2003
NATIONWIDE SECURITIES, INC. (COLUMBUS OH)
NJ
05/29/2002 - 07/15/2002
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 11/27/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/28/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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