Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames McIntyre is a financial advisor with Robert W. Baird & Co. Inc. based in Milwaukee, WI. James has over 20 years of experience in the financial services industry. Prior to joining Robert W. Baird & Co. Inc., James worked at FBR Capital Markets & CO. in Los Angeles, CA, 1717 Capital Management Company in Newark, DE, and Nationwide Securities, Inc. also in Newark, DE. James has a wide range of experience and holds licenses in various areas of financial services including Series 7, 6, 55, 87, 57TO, 79TO and SIE. James holds the Series 24 license and has experience in investment banking.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
WI
12/06/2010 - Present
Robert W. Baird & Co. Inc. (MILWAUKEE WI)
CA
07/20/2007 - 12/09/2010
FBR CAPITAL MARKETS & CO. (LOS ANGELES CA)
DE
10/11/2006 - 07/23/2007
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
DE
10/11/2006 - 07/23/2007
NATIONWIDE SECURITIES, INC. (NEWARK DE)
NA
02/29/1996 - 12/31/1998
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC.
RI
02/28/1996 - 12/31/1998
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
BC
Issued 02/13/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/28/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/2015
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 07/25/2014
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/10/2006
Series 7 - General Securities Representative Examination
BC
Issued 02/28/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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