Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Francis McGonigle is a financial professional with over 30 years of experience in the financial services industry. James is currently registered with Vanderbilt Securities, LLC. Previously, James was registered with PRIME CAPITAL SERVICES, INC. James holds FINRA Series 6, 63, and SIE licenses. James has been active in the financial services industry since October 2, 1991.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
05/21/2010 - Present
Vanderbilt Securities, LLC (WOODBURY NY)
NY
10/03/1991 - 05/25/2010
PRIME CAPITAL SERVICES, INC. (RONKONKOMA NY)
BC
Issued 10/21/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/27/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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