Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Francis Martin is a financial advisor with over 30 years of experience in the industry. James has worked with a variety of firms, including Credit Suisse Securities (USA) LLC, Morgan Stanley, and now Nordwand Advisors. James specializes in working with high-net-worth individuals, charitable organizations, and individuals other than high-net-worth. James offers financial planning, portfolio management for individuals, and selection of other advisors to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
11/15/2022 - Present
Nordwand Advisors (RADNOR PA)
PA
04/04/2016 - 12/02/2022
MORGAN STANLEY (West Conshohocken PA)
PA
09/08/2008 - 05/02/2016
CREDIT SUISSE SECURITIES (USA) LLC (WEST CONSHOHOCKEN PA)
PA
07/03/2003 - 09/30/2008
DEUTSCHE BANK SECURITIES INC. (PHILADELPHIA PA)
NY
11/03/2000 - 07/25/2003
CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)
NJ
12/20/1991 - 01/17/2003
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
11/05/1990 - 12/21/1991
WERTHEIM SCHRODER & CO. INCORPORATED (NEW YORK NY)
MD
05/21/1990 - 11/09/1990
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NA
07/05/1989 - 05/24/1990
LAUB MARTIN INC.
NA
04/18/1984 - 06/06/1989
DREXEL BURNHAM LAMBERT INCORPORATED
BOTH
Issued 09/12/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/22/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/22/1989
Series 27 - Financial and Operations Principal Examination
BC
Issued 05/16/1989
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/26/1984
Series 15 - Foreign Currency Options Examination
BC
Issued 04/14/1984
Series 7 - General Securities Representative Examination
BC
Issued 03/30/1984
Series 5 - Interest Rate Options Examination
BC
Issued 03/16/1984
Series 3 - National Commodity Futures Examination
Active
Inactive
Not sure James Martin is the right advisor for you? Invested Better is here to help.
