Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Francis Maresca is an active Registered Representative and Investment Advisor Representative with LPL Financial LLC. James has been in the securities industry since 2007. James is currently registered with the state of California. Prior to working with LPL Financial LLC, James has worked with EDWARD JONES and TECHNOLOGY FUNDING SECURITIES CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
02/14/2025 - Present
LPL Financial LLC (GUERNEVILLE CA)
CA
01/01/2009 - 07/29/2011
EDWARD JONES (GUERNEVILLE CA)
NA
01/07/1987 - 04/06/1988
TECHNOLOGY FUNDING SECURITIES CORPORATION
BOTH
Issued 01/07/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/22/1987
Series 39 - Direct Participation Programs Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/30/2008
Series 7 - General Securities Representative Examination
BC
Issued 01/06/1987
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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