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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Francis Madigan is an active investment advisor representative with Regal Advisory Services, Inc. based in Glenview, IL. James Madigan has been in the industry since 1994 and has prior experience working with Wells Fargo Advisors, LLC, UBS Financial Services Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and L.C. Wegard & Co., Inc.. James Madigan has passed Series 63, Series 65, SIE, and Series 7 exams. James Madigan has been registered as an investment advisor representative in Arizona, California, Florida, Nevada, New Jersey, New York, and Texas. James Madigan and Regal Advisory Services, Inc. primarily provide financial planning, educational seminars, and portfolio management services for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IL
02/11/2014 - Present
Regal Advisory Services, Inc. (GLENVIEW IL)
NJ
03/03/2006 - 02/13/2014
WELLS FARGO ADVISORS, LLC (LINCROFT NJ)
NJ
02/23/2001 - 03/17/2006
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
12/08/1994 - 02/28/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
03/28/1994 - 11/04/1994
L.C. WEGARD & CO., INC. (NEW YORK NY)
IA
Issued 12/21/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/25/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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