Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Francis Locke is an investment advisor representative for Sound Income Strategies, LLC. James has been in the industry since 2005. James is registered in Delaware. James has a Series 65 license. The firm manages over $3.5 Billion in assets. The firm's main office is in Fort Lauderdale, Florida. Sound Income Strategies, LLC provides financial planning, educational seminars, and portfolio management services to individuals and investment companies. James also owns and operates Poole Locke Associates, LLC which is an investment related business providing fixed insurance sales.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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DE
07/03/2018 - Present
Sound Income Strategies, LLC (Wilmington DE)
IA
Issued 01/19/2018
Series 65 - Uniform Investment Adviser Law Examination
Active
Inactive
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